Case details

Court: mad
Docket #: 1:15-mc-91258
Case Name: Securities and Exchange Commission v. Garza
PACER case #: 173389
Date filed: 2015-08-14
Date terminated: 2015-08-17
Date of last filing: 2015-08-19
Assigned to: Judge Richard G. Stearns

Parties

Represented Party Attorney & Contact Info
Securities and Exchange Commission
Petitioner
 
Kathleen Burdette Shields
U.S. Securities and Exchange Commission
33 Arch Street
Boston, MA 02110
617-573-8904
Email: shieldska@sec.gov
ATTORNEY TO BE NOTICED
Carlos R Garza
Respondent

Documents

Date Filed Document # Attachment # Short Description Long Description Upload date SHA1 hash
2015-08-14 1 0 Complaint Application for Order to Show Cause and for Order to Comply with Administrative Subpoena filed by Securities and Exchange Commission. (Attachments: # (1) Memorandum of Law in Support, # (2) Affidavit, # (3) Exhibit A, # (4) Exhibit B, # (5) Affidavit, # (6) Exhibit A)(Shields, Kathleen) Modified on 8/17/2015 t correct docket text. (Alves-Baptista, Antonia). 2015-08-18 10:47:00 ba95e70cf785cdc79751818b58db32676b7b7452
1 1 Memorandum of Law in Support 2015-08-18 22:15:04 3ef13f20442e8a66bb7c8a0d1b1d6e5b12160603
1 2 Affidavit 2015-08-16 13:02:55 5f754035874a98e8dd764ce3e78c8ad58f820f01
1 3 Exhibit A 2015-08-18 10:42:00 8fe167426aef4308b83a6a958a6f0e4f705fbdd6
1 4 Exhibit B 2015-08-18 10:42:10 f7d41ef72ee1580fc237853d20d7a534fe9a1891
1 5 Affidavit 2015-08-18 10:42:21 b5ade0688437bee0844063e0c2bbadfeda072ecd
1 6 Exhibit A 2015-08-18 10:57:34 17ebafc24d8a64204b9d97581d1349a0237815d8
2015-08-17 2 0 Notice of Case Assignment ELECTRONIC NOTICE of Case Assignment. Judge Richard G. Stearns assigned to case. (Abaid, Kimberly)
2015-08-17 3 0 Order on Application for an Order Enforcing a Subpoena Judge Richard G. Stearns: ENDORSED ORDER granting Application for an Order to Show Cause and for Order to Comply with Administrative Subpoena. (Seelye, Terri)
2015-08-18 4 0 Proposed Document(s) submitted Proposed Document(s) submitted by Securities and Exchange Commission.. (Attachments: # (1) certificate of service)(Lundgren, Gretchen) 2015-12-16 12:54:59 43209ffd45d40f2428c85082e3b63c228c314602
4 1 certificate of service 2015-12-16 12:55:07 06895507ffa87e4587f11bb9d63f3477b3ab2374
2015-08-19 5 0 Order to Show Cause Judge Richard G. Stearns: ORDER TO SHOW CAUSE or Comply with Subpoena Issued by the Securities and Exchange Commission on or before 9/4/2015.(Seelye, Terri) 2015-12-16 13:16:16 7064dc6f915c0688db5a5840ba1a0ded6f00ad27